Speaker Profile

Lisa
Lisa Marsden
President/Owner Coulter Strategic Services, Coulter Strategic Services

Lisa Marsden ,IACCP ®, is the President and Founder of Coulter Strategic Services. Coulter Strategic Services provides Financial Advisors and compliance consulting firms with compliance and project management services. Coulter Strategic Services also provides customized compliance training. Prior to starting her own firm, Ms. Marsden was a partner and member of the C-Suite at Financial Advisory Firms in Boca Raton Florida. She has been in the financial services industry for over 25 years. Ms. Marsden has a degree in computer programming from Keiser University, and holds the Investment Advisor Certified Compliance Professional Designation and Claritas ® Investment Certificate, issued through the CFA Institute. Ms. Marsden currently serves on the Executive Committee of the Financial Planners Association of Greater Fort Lauderdale. Lisa M. Marsden, IACCP ®

Upcoming Webinars Recorded Webinars
  • 11
  • June
  • 2020
  • Thursday
10:00 AM PDT | 01:00 PM EDT

How to Meet the Requirements of Form CRS (Client Relationship Summary) for Investment

The US. Securities and Exchange Commission (“SEC”) adopted new rules and amendments as of June 5, 2019, requiring both Brokers and Investment Advisers to complete a Client Relationship Summary.

Lisa Marsden Lisa Marsden | Duration:60 Minutes | Price: $150.00 | View Details
Lisa Marsden

How to Meet the Requirements of Form CRS (Client Relationship Summary) for Investment

The US. Securities and Exchange Commission (“SEC”) adopted new rules and amendments as of June 5, 2019, requiring both Brokers and Investment Advisers to complete a Client Relationship Summary.

Speaker: Lisa Marsden | View Anytime | Duration: 60 Minutes | Price: $190.00 | View Details
Lisa Marsden

How to Meet the Requirements of Form CRS (Client Relationship Summary) for Investment

The US. Securities and Exchange Commission (“SEC”) adopted new rules and amendments as of June 5, 2019, requiring both Brokers and Investment Advisers to complete a Client Relationship Summary.

Speaker: Lisa Marsden | View Anytime | Duration: 60 Minutes | Price: $390.00 | View Details